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11 sty 2024 · Since fall 2023, FINRA has seen a significant spike in investor complaints resulting from recommendations made by fraudulent “investment groups” promoted through social media channels.
A registered Investment Adviser Representative and co-founder of Pearl Wealth Group, Drew is ready to be your guide as you plan for your financial future. Originally from Kentucky, Drew brings a touch of Southern charm to his day-to-day. He is a Certified Retirement Counselor®, Registered Financial Consultant®, & CCO of Pearl Wealth Group.
17 sty 2024 · Complaints received by FINRA and posted on social media describe bad actors, posing as registered investment advisors, who initially advertise "stock investment groups" on Instagram and other ...
11 mar 2024 · Be alert to red flags of fraud. Guarantees, unregistered products, overly consistent or high returns, complex strategies, missing documentation, account discrepancies, secrecy and pushy salespeople are all cause for concern. Practice spotting persuasion tactics that scammers use, and always exercise healthy skepticism.
15 sty 2024 · The Financial Industry Regulatory Authority says it’s seeing a “significant spike” in investor complaints about bad actors posing as registered investment advisors who have allegedly cost ...
29 sie 2024 · Investors need to be wary of financial advisor scams. Here are the most common and how you can protected yourself.
27 lip 2021 · The FBI Criminal Investigative Division and the United States Securities and Exchange Commission’s Office of Investor Education and Advocacy (OIEA) warn of fraudsters swindling investors while pretending to be registered brokers or investment advisers.
